Former Newton 投資 基金 経営者／支配人 罰金d
LONDON, Feb 5 (Reuters) - A former 基金 経営者／支配人 at Newton 投資 管理／経営 has been 罰金d more than 30,000 続けざまに猛撃するs ($40,000) for 試みる／企てるing to 影響（力） competitors during 株 sales, 論証するing a 欠如（する） of 予定 技術 and care, the British regulator said on Tuesday.
The 財政上の 行為／行う 当局 (FCA) said that Paul Stephany, who managed about 1.8 billion 続けざまに猛撃するs 投資するd おもに in UK 公正，普通株主権s at Newton, tried to use the 集団の／共同の 力／強力にする of 投資家s to 土台を崩す proper market pricing 過程s and 危険d 原因（となる）ing 害（を与える） to other market players.
Stephany, who had worked in 財政上の services for a １０年間, told 14 競争相手 基金 経営者／支配人s of his valuation 限界s during an IPO of On The Beach Plc and used 類似の 策略 during a 株 placing by Market Tech Holdings in 2015, the FCA said.
"These markets play a 決定的な 役割 in helping companies raise 資本／首都 in the UK's 財政上の markets and when they are put at 危険 the FCA will take 活動／戦闘," said 示す Steward, the FCA's 長，率いる of 施行 and market oversight.
Stephany, a 商売／仕事 顧問 since leaving Newton in 2017, was 罰金d 32,300 続けざまに猛撃するs - about 10 パーセント of his salary at the time. He said he was pleased the FCA recognised he had 行為／法令／行動するd unintentionally and that he had been open and transparent.
"I fully 尊敬（する）・点 the regulator's 決定／判定勝ち（する）, which 認めるs that my honesty and 正直さ as a 基金 経営者／支配人 are not in 疑問 and that no market 使用者 lost out financially 予定 to my 活動／戦闘s," he said.
"This is why the 刑罰，罰則 has been 始める，決める at the lowest level 利用できる and I am able to continue working in the 財政上の 部門."
The FCA said the 調査 was not 関係のある to a separate 調査 発表するd in 2017 into whether four 資産 管理／経営 companies - 含むing Newton - might have broken 競争 法律 during 株 sales.
A spokeswoman at Newton said it was not company 政策 to comment on 事柄s relating to former or 現在の 従業員s, but that the f irm had been 協力するing fully with the FCA. She 拒絶する／低下するd to comment その上の. ($1 = 0.7683 続けざまに猛撃するs) (報告（する）／憶測ing by Kirstin Ridley Editing by David Goodman)
